Finance & Insurance

Cybersecurity protection for NYC financial services firms
Case Studies
Philip Buchanan

Wealth management firm needed physical security and compliance

FINRA Examination Findings Closed. Full Physical Access Control in 60 Days.
A registered investment adviser received examination findings tied directly to physical security gaps — no access logging, no camera coverage, and an unsecured server room.

✔ Access control & video surveillance
✔ Network security & infrastructure

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What happens next?
1

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2

We assess your setup and identify the gaps

3

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